1.1 Fundamental Aspects of Governance: Concept, Context, and Features

Fundamental Aspects of Governance – Concept, Context & Features

Introduction to Governance

Governance refers to the method, process, and structure of operating or managing the state. It is the dynamic exercise of policy, power, and processes. It encompasses:

  • Exercise and operation of political, legal, economic, and administrative power of the state.
  • All structures, actors, and functions involved in public affairs management.
  • Regulation, organization, and control of human behavior.
  • Mechanisms for expressing citizens’ aspirations, exercising rights, and fulfilling duties.
  • Systematic mobilization of resources, means, and opportunities for public welfare.
  • State-led cooperation and partnerships with private sector, NGOs, and civil society.

Overall Goal: To protect, promote, and safeguard the nation’s independence, sovereignty, unity, freedom, and dignity while ensuring public welfare.

Historical Development of Governance

  • Origin of "Governance" from Greek Kubernao meaning "to control or steer".
  • Plato’s concept of “Ideal State” (400 BC) and Aristotle’s “The Constitution” (350 BC).
  • Magna Carta (1215), Petition of Rights (1628), Bill of Rights (1688) emphasizing parliamentary governance.
  • US Constitution (1787) guiding governance based on people’s needs and preferences.
  • Montesquieu’s Separation of Powers (1748), John Adams’ checks & balances (1780), A.V. Dicey’s Rule of Law (1885).
  • Woodrow Wilson’s Public Administration Theory (1887) leading to modern governance models: Bureaucratic Theory, Development Administration, NPM, Good Governance, NPS, NPG, Human Development Approach.

Actors of Governance

  • Government: Policy-making, legislation, economic stability, infrastructure, diplomacy, justice, environment protection.
  • Private Sector: Business, income, innovation, competition, economic growth.
  • Civil Society: Non-profit and volunteer work, advocacy, capacity building, human rights protection.

Levels of Governance

  • National Level
  • Supranational Level
  • Sub-national Level
  • Jurisdictional Levels (private & non-government sectors)

Key Features

  • Political/democratic authority
  • Institutions, systems, and processes
  • Values, ethics, transparency, accountability
  • Rule of Law, separation of powers, decentralization
  • Citizen participation, inclusive representation

Latest Governance Concepts

  • Good Governance – Participation, Transparency, Accountability, Predictability (PTAP)
  • E-Governance – ICT for efficient public service delivery
  • New Public Governance (NPG) – Collaborative governance
  • Inclusive Governance – Equal access for all communities
  • Accountable Governance – Zero tolerance for corruption
  • Participatory Governance – Public involvement in decision-making
  • Sustainable Governance – Policies aligned with SDGs
  • Data-Driven Governance – Decision-making based on data
  • Glocal Governance – Harmonizing local needs with global standards
  • New Public Passion – Empathy, compassion, and service motivation in governance

Management by Objectives (MBO)

MBO is a results-oriented management system where objectives are jointly set, progress monitored, and performance evaluated based on agreed goals.

  • Clear, measurable, achievable, realistic, time-bound goals
  • Participation from all levels in goal setting
  • Regular feedback and evaluation

In Governance: Improves accountability, transparency, efficiency, and public service delivery.

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